Details of the Organization

Guidepoint is a leading research enablement platform designed to advance understanding and empower their clients’ decision-making process. Powered by innovative technology, real-time data, and hard-to-source expertise, they help their clients to turn answers into action.

Details of the Job/Internship

Guidepoint is looking for a candidate for the position of Compliance Associate with 2+ years of experience to work with their Mumbai office in Hybrid mode.

Role and Responsibilities

• Conducting Due Diligence of documents.
• Provide initial and ongoing training for client interfacing employees.
• Respond to daily questions from our sales and service teams.
• Conduct a compliance portal overview to prospective and existing clients.
• Implement client related protocols into our proprietary database.
• Assist our technology team in implementing compliance related controls.

Eligibility

• Bachelor's Degree required demonstrating a strong level of achievement (Degree in Law/ LLB preferred).
• Proactive and self-motivated.
• Exceptional analytical skills.
• Experience using compliance search tools.
• Minimum of 2+ years of regulatory compliance experience in financial services preferred.
• Knowledge of financial industry regulations and due diligence preferred.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Maharashtra

City

Mumbai

Address

The Executive Centre | Level 7 Parinee Crescenzo | Plot C-38/39 G Block | Bandra Kurla Complex | Bandra East Mumbai, Maharashtra, 400051

Application and Registration Details

After you apply, you will receive the next steps of the application process via email. 

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For any questions or concerns, please contact us via email at: [email protected]