Details of the Organization

Stockal helps retail investors in India, Middle East and South East Asia “globalize” their savings and wealth by saving and/or investing money in mature international markets such as US.

Using Stockal, people can, digitally, open, own and operate overseas investing accounts - digitally and affordably. Additionally, investing on Stockal is backed by big data-based automated research and analysis that helps investors make smarter investing decisions.

Details of the Job/Internship

Stockal is hiring a Compliance Officer with 2-5 years of experience to join their office in Gandhinagar. 

Role and Responsibilities

• Regulatory Compliance Management: Ensure the company complies with all applicable financial regulations, including RBI guidelines, SEBI, PMLA, GDPR, and other local and international regulatory bodies impacting the FinTech industry in India.
• Policy Development & Implementation: Design, review, and implement compliance policies and procedures that align with the evolving regulatory environment in the FinTech industry.
• Risk Assessment & Mitigation: Conduct regular risk assessments and audits to identify any gaps in the company's operations and compliance posture.
• Develop strategies to mitigate potential risks.
• Monitoring & Reporting: Establish and maintain an effective monitoring and reporting framework to track compliance with relevant regulations and internal policies.
• Prepare periodic compliance reports for senior management and external auditors.
• Anti-Money Laundering (AML) & KYC Compliance: Oversee the company's AML and KYC procedures.
• Ensure compliance with customer due diligence (CDD), ongoing monitoring, and reporting suspicious activities to authorities.
• Training & Awareness: Organize training programs for employees on regulatory changes, compliance policies, and best practices to ensure the team is up-to-date on legal and regulatory developments.
• Regulatory Liaison: Act as the primary point of contact for regulators and external auditors, and manage audits and inspections.
• Product Compliance: Review new products, services, or features to ensure compliance with applicable laws, including but not limited to consumer protection laws, data privacy laws, and financial services regulations.
• Documentation & Record Keeping: Maintain proper records of compliance activities, training, audits, and reports, ensuring easy retrieval and adherence to document retention policies.

Eligibility

• Bachelor's degree in Law, Finance, Business Administration, or related field.
• A master's degree or professional certifications such as CCO, CAMS, or LLB is a plus.

Experience

• Minimum of 2-5 years of experience in compliance, preferably in a financial services or FinTech company.
• Strong knowledge of Indian financial regulations, including RBI, SEBI, PMLA, and fintech-specific regulations.
• Experience in risk management, compliance audits, and liaising with regulatory authorities.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Gujarat

City

Gandhinagar

Address

Gandhinagar, Gujarat

Application and Registration Details

After you apply, you will receive the next steps of the application process via email. 

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For any questions or concerns, please contact us via email at: [email protected].