Details of the Organization

Stable Broking Private Limited is a licensed stock broker with SEBI and is a licensed online bond platform (“OBP”) with SEBI. As a member of the Compliance Team at Stable Broking, you will support the Chief Compliance Officer and be responsible for ensuring that the company complies with all applicable SEBI & AMFI’s laws and regulations, and industry standards related to stock broking operations. You will also be responsible for developing and implementing compliance policies and procedures to minimize risk and ensure the smooth operation of the business.

Details of the Job/Internship

Stable Broking Private Limited is hiring an Assistant Compliance Officer to join them in Bengaluru office. 

Role and Responsibilities

• Develop and implement compliance policies and procedures that align with industry standards and regulatory requirements.
• Monitor regulatory developments and assess the impact on the company's operations.
• Conduct regular audits and reviews of the company's compliance programs to ensure that they are effective and up-to-date.
• Provide training and education to employees on compliance matters and ensure that they understand the company's compliance policies and procedures.
• Investigate and resolve compliance-related issues and concerns raised by employees, customers, or regulators.
• Maintain accurate and up-to-date records of compliance-related activities, including audits, investigations, and training.
• Coordinate and communicate with external auditors and regulatory agencies as necessary.

Eligibility

• Qualified Company Secretary.
• 1-2 years of experience in compliance, and financial services is a good to have but not mandatory for this role.
• Strong written and verbal communication skills.
• Ability to work as part of a team.
• Attention to detail and a commitment to accuracy.
• Ability to manage priorities and learning mindset.
• Strong interpersonal skills and the ability to work effectively with employees at all levels of the organization.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Karnataka

City

Bengaluru

Address

Bengaluru, Karnataka

Application and Registration Details

After you apply, you will receive the next steps of the application process via email. 

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For any questions or concerns, please contact us via email at: [email protected].