Details of the Organization

5paisa Capital Ltd. is at the forefront of India’s fintech revolution, providing a comprehensive digital platform for retail investors and traders. Committed to democratizing financial services, they offer an extensive range of products — including Stocks, Futures & Options, Mutual Funds, and IPOs — all accessible via their intuitive mobile app and web platforms. Today, 5paisa is a trusted destination for serious traders and investors across the country.

Details of the Job/Internship

5paisa Capital Ltd. is hiring for the position of Assistant Manager Legal with 2+ years of experience to join their office in Thane.

Role and Responsibilities

1. Investor Complaint Management

• Address and resolve investor complaints from SEBI, Stock Exchanges, Depositories, and other regulatory authorities.
• Coordinate with stock exchanges to ensure complaint closure within stipulated timelines.

2. Legal Compliance & Documentation

• Draft, review, and vet agreements, contracts, terms, and conditions in compliance with applicable laws and regulations.
• Maintain MIS for investor grievances, arbitration, police complaints, and other legal matters for accurate tracking and reporting.

3. Litigation & Hearings

• Represent the company in conciliation hearings, arbitration proceedings, and court matters.
• Prepare necessary case-related documentation and maintain detailed legal records.

4. Liaison & Regulatory Coordination

• Act as the primary contact point for regulatory bodies, including stock exchanges.
• Ensure periodic compliance with SEBI regulations and other applicable legal requirements for stockbroking entities.

5. Enforcement & Advisory

• Handle police complaints, inquiries, and legal notices with appropriate responses.
• Advise internal business teams on legal and compliance matters affecting operations.

Eligibility

• Minimum 2 years’ experience in the legal department of a broking or financial services company.
• Strong knowledge of SEBI norms and broking industry regulations.
• Excellent verbal and written communication skills for professional correspondence and representation.
• Proficiency in legal drafting and contract management.
• Strong interpersonal skills to engage with stakeholders and regulatory authorities.
• Analytical mindset with keen attention to detail.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Thane, Maharashtra

Application and Registration Details

We are solely providing this information for dissemination and wish to clarify that we are not affiliated with the organization.

After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application. 

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