Details of the Organization

Embark on a fintech journey like never before with 5paisa. We're not just redefining finance; we're rewriting the rules. Join us at the forefront of innovation, where your career is a thrilling adventure in the future of fintech. With cutting-edge tech, transparent transactions, and user-centric design, 5paisa is your gateway to a career that's as dynamic as you are. Ready to be a part of the revolution? Welcome to 5paisa, where your aspirations meet innovation. 

Details of the Job/Internship

5paisa is hiring an assistant legal manager to join them in Thane office. 

Role and Responsibilities

• Handling Investor Complaints received from Regulatory Authorities: 
• Address and resolve investor complaints received from SEBI / Stock Exchanges / Depositories, etc. efficiently. 
• Liaise with stock exchanges for the closure of complaints within stipulated timelines. 
• Handling of Police Complaints, enquiries, notices including effectively responding to the complaints appropriately 
• Advisory to Business teams on the Legal and compliance aspects 
• Legal Compliance and Documentation: 
• Draft, review, and vet agreements (contracts), terms, and conditions, ensuring compliance with regulatory frameworks. 
• Maintain and update Investor grievance, Arbitration, Police complaints and other relevant MIS for effective tracking and reporting. 
• Litigation and Hearings: 
• Attend company’s conciliation hearings and court matters as required. 
• Prepare necessary documentation and maintain records related to ongoing Legal cases. 
• Liaison and Coordination: 
• Act as the point of contact for regulatory bodies such as stock exchanges. 
• Ensure periodical compliances with SEBI and other applicable Legal guidelines for Stock Broking companies. 

Eligibility

• 2+ years of experience working in Legal department with strong understanding of broking industry regulations, including SEBI norms. 
• Excellent written and verbal communication skills for effective correspondence and representation. 
• Proficiency in Legal drafting and contract management. 
• Strong interpersonal skills to liaise with stakeholders and regulatory authorities. 
• Excellent analytical and problem-solving abilities with a keen attention to detail.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Maharashtra

City

Thane

Address

Thane, Maharashtra

Application and Registration Details

After you apply, you will receive the next steps of the application process via email. 

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For any questions or concerns, please contact us via email at: [email protected]