Details of the Organization

Brickwork Ratings is India’s homegrown credit rating agency, built with superior analytical prowess from the industry’s most experienced credit analysts, bankers, and regulators.

Details of the Job/Internship

Brickwork Ratings is hiring for the position of Associate Compliance Manager with 7-10 years of experience to join their Bengaluru office.

Role and Responsibilities

• Strict control over Organizational Data Repository related to Regulatory Compliance for Preparation of Regulatory reports, Dashboards, Presentations.
• Proficient in Regulatory Circulars/Guidelines’ Interpretation. Assisting the Compliance Officer in gap analysis on new Regulatory Guidelines to ensure implementation.
• Collaborate with various departments for comprehensive Regulatory Compliance management and keep the Compliance Officer updated on any shortcomings to be addressed.
• Hands-on experience in assisting the Compliance Officer in preparing the periodical and ad-hoc Regulatory Reports sought by SEBI/RBI.
• Ensure compliance of staff to policies such as Staff Accountability Policy, Trading Policy, Code of Conduct, etc., and maintain related documentary evidence.
• Answering employee queries relating to compliance-related matters.

Eligibility

• Education: Bachelor’s degree in Finance, or and Law, or a related field; Post Graduation and any additional certifications in these fields will be an added advantage.
• Experience:  7 to 10 years of relevant experience in the Compliance division in financial services institutions such as credit rating agencies/banks/NBFCs.
• Domain Knowledge of Regulatory Compliance - Strong understanding of legal and regulatory requirements in the financial services industry - specifically in credit rating agencies/banks/NBFCs.
• Strong understanding of regulatory requirements (SEBI, RBI, NSDL) and relevant industry standards. Familiarity with regulatory portals such as NSDL etc.
• Proficient in MS Office. Especially an Excel expert with Advanced Excel skills, and the ability to analyze complex data and present meaningful reports to senior management
• Team Player with the ability to execute compliance projects focused on regulatory compliance. Provides necessary support to the Compliance Officer to implement compliance and risk management policies.
• Strong analytical, problem-solving, verbal, and written communication skills. Attention to detail.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Karnataka

City

Bengaluru

Address

Bengaluru, Karnataka, India.

Application and Registration Details

After you apply, you will receive the next steps of the application process via email. 

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For any questions or concerns, please contact us via email at: [email protected]