Details of the Organization

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.

Details of the Job/Internship

Morgan Stanley is looking for candidate for the position of Legal and Compliance Associate.

Role and Responsibilities

• This position will address issues relating to outside (non-Morgan Stanley drafted) powers of attorney viz -
• Analyze regulatory inquiries relating to customer complaints and prepare draft responses under the supervision of an attorney in the US. This work includes
• Review legal requests to determine required response.
• Interacting with personnel based in the US with regard to deadlines, parameters of request, and to gather any additional information needed to respond to requests.
• Retrieve a wide variety of documents, stored in paper and electronic form, from a variety of Firm systems and applications.
• Compliance with Legal Department policies and procedures for issuing litigation holds, locating documents, and keeping a record of steps taken to retrieve documents
• Organizing redacting and staging documents for production
• Prepare letters responding to requests
• Preparing reports and MIS
• Performing Quality Control & Audit checks for final delivery of requests
• Manage flow of daily task/requests through effective queue & SLA management
• Presentation to Management for updating the progress on process improvements on monthly/quarterly basis
• Effort related to document settlement agreements and payments for settled complaints in matter management system and liaise with accounts payable to direct payments
• Assist US-based attorneys handling customer complaints by (1) documenting responses to customer complaints in the Firm's matter' management system; (2) completing closing memo forms; and (3) ensuring that all required documents are saved in EDR's document repository.

Eligibility

• Qualified lawyer LLB (LLM will be an added advantage)
• 5-6 years' post qualification experience
• Solid track record working in a professional environment
• Candidate with prior legal operations/reference data background will be an added advantage
• Candidate with prior legal operations/reference data background will be an added advantage

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Maharashtra

City

Mumbai

Address

Mumbai, Maharashtra

Application and Registration Details

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Contact: [email protected]