Details of the Organization

Right Horizons Group is a financial services company providing financial planning, wealth management, family office, and portfolio management services. Founded in 2003, the organisation manages over ₹3000+ crore in assets and operates across cities including Bengaluru, Mumbai, Delhi, Chennai, Pune, Coimbatore, Kolkata, and Dubai. The company offers tax-efficient strategies and investment solutions for professionals, entrepreneurs, NRIs, and UHNI families. With more than two decades of experience, it focuses on transparency, unbiased advice, and sustainable wealth creation.

Details of the Job/Internship

Right Horizons Group is hiring an Assistant Manager – Compliance & Secretarial with experience of 1–3 years to join their office in Bangalore. 

Role and Responsibilities

• Manage secretarial audits and maintain statutory registers, minute books, and records for group companies.
• Organise Board Meetings, Committee Meetings, and General Meetings, including drafting agendas and recording minutes.
• Ensure timely filing of statutory forms and returns with the Registrar of Companies and the Ministry of Corporate Affairs.
• Handle corporate actions including share transfers, allotments, and changes in capital structure.
• Act as the primary contact for SEBI regarding the Portfolio Management Services (PMS) license.
• Oversee the registration process for the Alternative Investment Fund (AIF) license.
• Ensure compliance with SEBI (PMS) and SEBI (AIF) Regulations, including regulatory filings and disclosure updates.
• Monitor and implement changes based on SEBI circulars and notifications.
• Liaise with AMFI and other regulatory bodies regarding mutual fund distribution and advisory regulations.
• Review client onboarding processes including KYC and AML compliance.
• Develop internal compliance manuals for sales and distribution teams.
• Provide legal and secretarial advice to the Board regarding corporate restructuring and diversification.
• Draft and review commercial contracts, vendor agreements, and NDAs.
• Coordinate with external legal counsel and auditors when required.

Eligibility

• Qualified member of the Institute of Company Secretaries of India (ICSI).
• 1–3 years of relevant experience; experience in financial services is preferred.
• Strong knowledge of the Companies Act, 2013, SEBI (PMS) Regulations, and SEBI (AIF) Regulations.
• Excellent drafting skills, attention to detail, and strong ethical standards.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Bengaluru, Karnataka

Application and Registration Details

We are solely providing this information for dissemination and wish to clarify that we are not affiliated with the organization.

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