Details of the Organization
Brickwork Ratings is India’s homegrown credit rating agency, built with superior analytical prowess from the industry’s most experienced credit analysts, bankers, and regulators.
Details of the Job/Internship
Brickwork Ratings is hiring for the position of Compliance Analyst with 4-6 years of experience to join their Bengaluru office.
Role and Responsibilities
- Strict control over Organizational Data Repository related to Regulatory Compliance for Preparation of Regulatory reports, Dashboards, Presentations.
- Proficient in Regulatory Circulars/Guidelines’ Interpretation. Assisting the Compliance Officer in gap analysis on new Regulatory Guidelines to ensure implementation.
- Collaborate with various departments for comprehensive Regulatory Compliance management and keep the Compliance Officer updated on any shortcomings to be addressed.
- Hands-on experience in assisting the Compliance Officer in preparing the periodical and ad-hoc Regulatory Reports sought by SEBI/RBI
- Ensure compliance of staff to policies such as Staff Accountability Policy, Trading Policy, Code of Conduct, etc., and maintain related documentary evidence.
- Answering employee queries relating to compliance-related matters.
Eligibility
- Education: Bachelor’s degree in Finance, Law, Business, or related field; Post Graduation and any additional certifications in these fields will be an added advantage.
- Experience: 4 to 6 years of relevant experience in the Compliance division in financial services institutions - credit rating agencies/banks/NBFCs.
Salary/Stipend
As per industry standards
Type of Opportunity
Fulltime
Country
India
State
Karnataka
City
Bengaluru
Address
Bengaluru, Karnataka, India
Application and Registration Details
After you apply, you will receive the next steps of the application process via email.
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For any questions or concerns, please contact us via email at: [email protected].