Details of the Organization

Invesco is an independent global investment management firm dedicated to delivering an investment experience that helps people get more out of life.

Details of the Job/Internship

Invesco is looking for a candidate for the position of Compliance Analyst to join in Hyderabad office. 

Role and Responsibilities

• Monitoring investment guidelines of client portfolio and ensuring violations (active & passive) are addressed in a timely manner by informing to the onshore counterparts.
• Identify and analyze investment restrictions to ensure asset allocation and issuer concentration, industry, sector and security investment limits, Credit quality, Duration and other risk characteristics, leverage restrictions, country and region exposures, industry regulations are in line with the Investment Management Agreement.
• Onboarding of new clients for investment compliance by understanding the investment restrictions, interpreting the mandate, coding, and testing the restrictions and reporting the exceptions.
• Ensure the restricted securities are updated in restricted lists on security / issuer level to ensure these are being restricted for trading by the portfolio managers.
• Exposure to various types of asset classes like Equities, Fixed Income and derivatives and understanding on holding and transaction level checks.
• Conduct periodic and transactional testing to ensure compliance of the investment manager with all applicable state, federal and self-regulatory agency requirements.
•  Interact with members of regional and global compliance teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls.
• Respond to basic and intermediary queries from team members and report to manager for any escalation.
• Assist in Compliance related projects and initiatives.

Eligibility

• 2 to 4 years of work experience in investment compliance with an investment advisor or mutual fund group. Good understanding of capital markets, financial products, and asset management industry.
• Requires working knowledge on UCITS guideline and CRD application, batch monitoring and breach reporting.
• Identifies the problems and relevant issues in straightforward situations, assesses each using standard procedures, and makes sound decisions.
• Works within established procedures and policies with direct supervision.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Hyderabad, Telangana, India

Application and Registration Details

After you apply, you will receive the next steps of the application process via email. 

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For any questions or concerns, please contact us via email at: [email protected].