Details of the Organization

Goldman Sachs is a leading global investment banking, securities, and investment management firm. Headquartered in New York, they maintain offices in all major financial centers around the world.

Details of the Job/Internship

Goldman Sachs is looking for a candidate for the position of Compliance Associate.

Role and Responsibilities

Principal Responsibilities

• Ensuring that regulatory matters received by the firm are appropriately tracked. 
• Research applicable rules and interpretive guidance.
• Taking ownership of processes and controls within the team, driving the development of methods to improve processes and/or controls to ensure that these are efficient, effective, and relevant. 
• Conduct informational interviews and gather responsive documentation. 
• Coordinate with internal stakeholders regarding regulatory information requests and the firm’s responses.
• Apply excellent analytical abilities to research and draft comprehensive, accurate, and persuasive responses to diverse regulatory requests for information. 
• Escalate situations that may potentially control failings, as appropriate, to relevant divisional compliance officers and business unit managers. 
• Monitor the firm’s progress in completing undertakings made to regulators during the course of inquiries and exams, among other responsibilities. 

The successful candidate must have the ability to:\

• Leverage strong communication and relationship-building skills; 
• Organize and maintain a large volume of data and documentation in a dynamic environment.
• Demonstrate resiliency and creativity when under pressure and when managing time-sensitive demands from competing stakeholders. 
• Effectively and efficiently conduct business by video, phone, and in-person meetings with both internal and external stakeholders. 
• Persistently follow-up with colleagues to ensure that appropriate information is obtained and timely recorded. 
• Be unfailingly detail-oriented, so as to consistently produce accurate work product.
• Work independently and exercise strong judgment when executing an assigned task. 
• Multi-task and have the ability to manage and advance multiple projects simultaneously.

Eligibility

• Graduate degree in law, business, or other relevant program; 
• At least 7+ years’ experience in Compliance, Legal, or other control functions. A regulatory background would be highly regarded; 
• Working knowledge of securities markets, businesses, and products; 
• Working knowledge of securities and exchange rules and regulations; 
• Proficiency with Microsoft Word, Excel, and PowerPoint; 
• Experience working with Tableau, Alteryx, or Python for data analysis and/or automation would be highly regarded. 

Salary/Stipend

Salary details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Karnataka

City

Bengaluru

Address

Bengaluru, Karnataka

Application and Registration Details

After you apply, you will receive the next steps of the application process via email. 

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For any questions or concerns, please contact us via email at: [email protected]