Details of the Organization

Guidepoint is a research enablement platform designed to advance understanding and empower our clients’ decision-making process.

Details of the Job/Internship

Guidepoint is looking for a candidate for the position of Compliance Associate with experience of 2+ years to join their Mumbai office. 

Role and Responsibilities

• Provide initial and ongoing training for client-interfacing employees.
• Respond to daily questions from our sales and service teams.
• Conduct a compliance portal overview for prospective and existing clients.
• Implement client-related protocols into our proprietary database.
• Assist our technology team in implementing compliance-related controls.

Eligibility

• Bachelor's Degree required demonstrating a strong level of achievement (Degree in Law/LLB preferred).
• Proactive and self-motivated
• Exceptional analytical skills
• Experience using compliance search tools
• A minimum of 2+ years of regulatory compliance experience in financial services is preferred.
• Knowledge of financial industry regulations and due diligence is preferred.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Maharashtra

City

Mumbai

Address

Mumbai, Maharashtra

Application and Registration Details

After you apply, you will receive the next steps of the application process via email. 
 
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For any questions or concerns, please contact us via email at: [email protected]