Details of the Organization

At Ameriprise Financial, they have helped their clients feel confident about their financial futures for more than 125 years. Their network of more than 10,000 financial advisors delivers personalized financial advice to help clients reach their goals.  Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states. 

Details of the Job/Internship

Ameriprise Financial Services, LLC is hiring for the position of Compliance Lead to join their office in Noida in a hybrid mode. 

Role and Responsibilities

• Pre-trade and Post-trade investment guideline exception investigation & resolution.
• Working closely with portfolio management and other partners to ensure portfolio compliance.
• Manual test execution.
• Identification of investment guideline coding issues.
• Investigating or troubleshooting potential errors when needed.
• Participating in efficiency and improvement initiatives by providing ideas and suggestions on possible improvements to systems or processes.

Eligibility

•  Hands on experience on ALADDIN order management system.
•  5-7 years of relevant experience with bachelor's degree.
•  Strong communication, interpersonal and time management skills.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Uttar Pradesh

City

Noida

Address

Noida, Uttar Pradesh, India

Application and Registration Details

After you apply, you will receive the next steps of the application process via email. 

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For any questions or concerns, please contact us via email at: [email protected]