Details of the Organization

Alankit, established in 1991, is a dynamic organisation known for offering a comprehensive range of Government to Citizen (G2C) services. 

Details of the Job/Internship

Alankit is hiring for the position of Compliance Officer with 8-12 years of experience to join their office in Delhi. 

Role and Responsibilities

Regulatory Compliance

• Ensure end-to-end compliance with applicable regulations from SEBI, NSE, BSE, CDSL, NSDL, MCX, and NCDEX.
• Monitor regulatory updates and proactively implement necessary policy and process changes.
• Manage timely submission of regulatory filings, returns, and disclosures.

Internal Controls & Audits

• Conduct periodic transaction monitoring and compliance reviews (daily/weekly/monthly).
• Lead internal audits and coordinate inspections by exchanges, SEBI, and statutory auditors.
• Identify compliance gaps and drive corrective actions with relevant departments.

Insider Trading & Employee Trading Surveillance

• Draft, enforce, and monitor the Code of Conduct for Insider Trading and Employee Trading Policy (PAD).
• Act as the Internal Compliance Officer for insider trading matters, including oversight of the control room.
• Conduct regular awareness and training programs for employees on insider trading and governance norms.

KYC & AML Compliance

• Ensure strict adherence to KYC, CDD, and PMLA regulations.
• Monitor alerts and report suspicious transactions (STRs) in compliance with AML obligations.
• Maintain robust risk assessment and documentation standards for client onboarding and monitoring.

Exchange Membership & Regulatory Liaison

• Manage documentation and processes for membership applications/renewals with exchanges and depositories.
• Act as the primary point of contact for inspections, notices, and communications with regulatory authorities.

Eligibility

• Experience: 8–12 years.
• Education: MBA/PGDM, LLB, CA/ICWA (preferably with specialization in securities law, financial.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Delhi, India

Application and Registration Details

After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application.

Incase you find any issue with the application process, please contact: [email protected] 

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