Details of the Organization

Appreciate is a wealth-tech platform helping emerging market customers achieve their financial goals and aspirations with an aim to become the #1 trusted financial destination for digital natives. Currently, Appreciate offers active and passive investments in 6000 US stocks and ETFs for Indian residents through innovative investment products like Trade, Goals, Change Investing and Build, all in one mobile app.

Details of the Job/Internship

Appreciate is hiring an experienced and detail-oriented Compliance Officer to join their team. The ideal candidate will be responsible for ensuring that our operations adhere to legal standards and regulations, as well as developing and implementing compliance programs. The Compliance Officer will play a crucial role in maintaining the integrity of our operations and fostering a culture of compliance within the organization.

Role and Responsibilities

• Regulatory Compliance: Stay abreast of relevant laws, regulations, and industry best practices. Ensure that the company's policies and procedures comply with these standards.
• Policy Development: Develop, update, and implement compliance policies and procedures. Communicate these policies to relevant stakeholders within the organization.
• Risk Assessment: Conduct risk assessments to identify potential areas of compliance vulnerability. Collaborate with different departments to develop mitigation strategies.
• Monitoring and Reporting: Regularly monitor and report on compliance-related activities. Prepare and present compliance reports to senior management.
• Training and Education: Provide training to employees on compliance-related topics. Ensure that the team is well-informed about regulatory changes.
• Investigations: Conduct internal investigations in response to compliance concerns and reports. Recommend corrective actions and monitor their implementation.
• External Relationships: Build and maintain positive relationships with regulatory authorities. Act as the point of contact during regulatory audits and examinations.

Eligibility

• Bachelor’s degree in Law, Business, Finance, or related field. Advanced degree or certification in Compliance is a plus.
• Proven experience as a Compliance Officer or similar role in the financial industry.
• In-depth knowledge of financial regulations, compliance standards, and best practices.
• Strong analytical skills and attention to detail.
• Excellent communication and interpersonal abilities.
• Ability to work independently and collaboratively in a fast-paced environment.
• Familiarity with fintech industry regulations is highly desirable.

Salary/Stipend

The salary will be discussed with the candidate itself.

Type of Opportunity

Fulltime

Country

India

Address

Remote, India