Details of the Organization

Artha Group is a venture capital and private equity landscape with an AUM of ₹1,000 crores across Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund. Nestled in the bustling financial district of Lower Parel, Mumbai, their firm has established itself as a beacon of innovation and success in the investment world. 

Details of the Job/Internship

Artha Group is looking for a candidate for the position of Compliance Officer.

Role and Responsibilities

• Oversee all regulatory compliance matters for the Fund Management Entity (FME) in Gift City, including specific oversight of investment-related compliance.
• Ensure adherence to IFSCA regulations and SEBI guidelines for both the feeder fund and angel fund.
• Develop and implement compliance frameworks that cover investment due diligence, deal structuring, fund investments, and exits.
• Review and approve investment transactions to ensure they meet all regulatory requirements.
• Conduct regular audits of the investment processes and documentation to ensure compliance.
• Monitor and evaluate changes in regulatory landscapes that may impact investment activities, providing guidance to the investment team to align with new regulations.
• Serve as the primary point of contact with regulatory authorities, including IFSCA and SEBI, particularly regarding investments and fund structuring.
• File accurate reports and disclosures related to investment activities and fund performance to regulatory authorities.
• Provide training and guidance to the investment team to ensure compliance in all stages of deal execution.
• Investigate and resolve any compliance breaches related to investment transactions, and recommend corrective actions.

Eligibility

• Bachelor's degree in law, Finance, Business Administration, or a related field; a professional qualification such as CS, CA, or LLB is preferred.
• 5+ years of experience in a compliance role within a financial services organization, with a focus on investment-related compliance, fund management, or investment banking.
• Deep understanding of financial regulations, particularly IFSCA, SEBI, and compliance requirements for venture capital and private equity investments.
• Experience with investment transaction reviews and ensuring regulatory compliance in fund investments.
• Strong problem-solving and analytical skills, especially in handling investment compliance issues.
• Ability to communicate effectively with both regulatory authorities and internal investment teams.
• High attention to detail and strong organizational skills.

Salary/Stipend

CTC: ₹21 lakhs per annum (₹18 lakhs paid monthly + ₹3 lakhs annual confirmed bonus).

Type of Opportunity

Fulltime

Country

India

State

Gujarat

City

Ahmedabad

Address

Ahmedabad, Gujarat, India.

Application and Registration Details

After you apply, you will receive the next steps of the application process via email. 

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For any questions or concerns, please contact us via email at: [email protected]