Details of the Organization

Equirus Capital, a mid- market, full service Financial Services provider, backed by prominent investors and founded in July 2007. Since then Equirus have been providing investment banking & related advisory services for Indian Corporates.

Details of the Job/Internship

Equirus is hiring for the position of Compliance Officer with 3 years of experience to join their office in Ahmedabad. 

Role and Responsibilities

1. Compliance Management:

• Ensure end-to-end compliance for fund management operations in accordance with regulatory guidelines.
• Stay updated on the latest regulatory changes, including SEZ Act, FME IFSCA guidelines, SEBI PMS, and AIF regulations.
• Prepare and submit timely reports to regulatory bodies and the Board of Directors.
• Maintain and update all necessary records, reports, and documentation as per regulatory standards.

2. Drafting and Documentation:

• Draft, review, and vet agreements, policies, and procedures in alignment with regulatory and corporate requirements.
• Develop and update templates for legal documents to ensure consistency and compliance.

3. Training and Development:

• Develop comprehensive training materials on regulatory compliance and corporate governance.
• Conduct periodic training sessions for internal stakeholders to promote awareness of compliance practices.

4. Project Support:

• Assist in implementing new technology initiatives related to compliance and corporate governance.
• Participate in project initiatives, providing legal and regulatory insights to ensure alignment with corporate objectives.

5. Additional Responsibilities:

• Provide support for any other tasks or responsibilities assigned by management to maintain compliance and governance standards.

Eligibility

• Experience: Up to 3 years.
• Qualification: CS qualified, LLB or equivalent.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Ahmedabad, Gujarat

Application and Registration Details

Once you apply, the next steps in the application process will be sent to you via e-mail.

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Contact: [email protected]

We are solely providing this information for dissemination and wish to clarify that we are not affiliated with the organization.