Details of the Organization

FINCART helps people PLAN (their finances), INVEST (online transaction) & PROSPER (online tracking & secret sauce to manage through various market cycles).

Details of the Job/Internship

FINCART Financial is hiring for the position of Compliance Officer with 4-10 years of experience to join their office in Noida. 

Role and Responsibilities

• Compliance Audits & Reporting
• Conduct periodic compliance reviews to assess adherence to regulatory requirements and internal policies.
• Maintain detailed documentation and generate audit reports for internal and regulatory use.
• Corporate Governance
• Evaluate and strengthen the organization’s governance structure in line with industry best practices and regulatory expectations.
• Monitor board-level compliance requirements and governance standards.
• Internal Controls & Process Audits
• Identify control gaps and recommend improvements by conducting internal audits across key operational areas.
• Support the implementation of internal control frameworks.
• POSP Compliance
• Review and audit the onboarding, training, and operational activities of Point of Sales Persons (POSPs) to ensure compliance with relevant guidelines.
• Business Continuity & Disaster Recovery
• Assist in the implementation and testing of Business Continuity Plans (BCP) and Disaster Recovery (DR) mechanisms.
• Monitor adherence to BCP/DR protocols and contribute to resilience-building initiatives.
• Compliance Training & Awareness
• Develop and deliver training sessions on AML/KYC, cybersecurity, data privacy, and operational risk to employees and relevant stakeholders.
• Regulatory Filings
• Assist in the preparation and timely submission of statutory filings such as changes in shareholding, periodic compliance returns, etc.
• Coordinate with regulators and legal advisors as required.
• Risk Analysis & Recommendations
• Conduct gap analyses to identify areas of non-compliance and develop risk-based mitigation strategies.
• Present actionable insights to senior leadership.
• Vendor Due Diligence
• Perform compliance reviews and risk assessments on third-party vendors.
• Ensure appropriate contracts, controls, and ongoing monitoring mechanisms are in place.

Eligibility

• Company Secretary (CS) – Preferred
• Candidates with one or more of the following qualifications will also be considered:
• LLB / LLM (Corporate Law / Compliance)
• Chartered Accountant (CA)
• MBA (Finance / Risk / Compliance)
• Graduate/Postgraduate in Commerce, Finance, or Business Law with relevant experience in compliance or risk management

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Noida, Uttar Pradesh, India

Application and Registration Details

After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application.

Incase you find any issue with the application process, please contact: [email protected] 

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We are solely providing this information for dissemination and wish to clarify that we are not affiliated with the organization.