Details of the Organization

Fincart Financial Planners helps people PLAN (their finances), INVEST (online transaction) & PROSPER (online tracking & secret sauce to manage through various market cycles).

Details of the Job/Internship

Fincart Financial Planners is looking for a candidate for the position of Compliance officer with 4 to 10 years of experience to join their office in Noida.

Role and Responsibilities

• Conduct comprehensive reviews and maintain documentation to ensure adherence to regulatory requirements and internal standards.
• Evaluate the organization’s governance framework to ensure alignment with regulatory expectations and industry best practices.
• Review and assess internal processes to identify control gaps and support the implementation of robust internal controls.
• Audit onboarding, training, and operations of Point of Sales Persons (POSPs) in accordance with applicable compliance guidelines.
• Support the implementation and testing of Business Continuity Planning (BCP) and Disaster Recovery (DR) frameworks.
• Develop and conduct regular training sessions on AML/KYC norms, cybersecurity, and operational risk management.
• Assist in preparing and submitting timely, accurate documentation for statutory filings such as shareholding changes, periodic returns, etc.
• Conduct gap analyses to identify areas of non-compliance and provide tailored, risk-based recommendations.
• Perform compliance and risk assessments on third-party vendors to ensure appropriate controls are in place.

Eligibility

• Company Secretary (CS) – Preferred.
• 4–10 years of experience in regulatory compliance, audits, or governance (preferably in insurance, financial services, or related sectors).
• Strong understanding of regulatory frameworks (IRDAI, SEBI, RBI, etc.)
  Excellent knowledge of corporate governance and internal control systems.
• Strong documentation, communication, and presentation abilities.
• Ability to collaborate across functions and manage multiple priorities effectively.
• Candidates with the following backgrounds will also be considered:
  • LLB / LLM (Corporate Law / Compliance).
  • Chartered Accountant (CA).
  • MBA (Finance / Risk / Compliance).
  • Graduate/Postgraduate in Commerce, Finance, or Business Law with relevant compliance or risk management experience.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Uttar Pradesh

City

Noida

Address

Noida, Uttar Pradesh, India.

Application and Registration Details

After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application.

Incase you find any issue with the application process, please contact: [email protected]

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We are solely providing this information for dissemination and wish to clarify that we are not affiliated with the organization.