Details of the Organization
GoldStandard Wealth is a startup with a vision to democratise portfolio management. It is designed to serve small & mid sized institutions and eligible individuals leverage this expertise to grown their businesses without capacity constraints.
Details of the Job/Internship
GoldStandard Wealth is hiring for the position of Compliance Officer with 3-10 years of experience to join their office in Mumbai.
Role and Responsibilities
- Ensure full compliance with SEBI PMS Regulations, circulars, and guidelines.
- Oversee client onboarding processes, including KYC, AML, and PMLA checks.
- Identify, assess, and mitigate regulatory and operational risks.
- Prepare and submit regulatory, client, and internal reports on time.
- Develop, review, and update compliance policies and procedures.
Eligibility
- Qualification: Company Secretary (CS) or Law degree from a recognized institution.
- Experience: 3–10 years in compliance roles within PMS, broking, or asset management.
- Skills: Strong knowledge of regulatory frameworks, analytical mindset, and effective problem-solving abilities.
Salary/Stipend
Compensation details will be finalized during the interview process with the selected candidate.
Type of Opportunity
Fulltime
Country
India
Address
Mumbai, Maharashtra, India.
Application and Registration Details
We are solely providing this information for dissemination and wish to clarify that we are not affiliated with the organization.
*After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application. *
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