Details of the Organization
Peerless Securities Ltd. (PSL), incorporated in 1995, is a SEBI registered Financial Intermediary Company and a member of NSE, BSE, and MCX. The company has 10 branches in West Bengal and one in Mumbai, offering a comprehensive suite of retail and institutional investment products and services.
Details of the Job/Internship
Peerless Securities Ltd. is hiring for the position of Compliance Officer to join their office in Kolkata.
Role and Responsibilities
- Monitor and interpret changes in regulatory requirements and ensure timely implementation.
- Conduct compliance audits and assessments to identify and mitigate risks.
- Develop and maintain internal policies and procedures to ensure compliance.
- Train staff on regulatory updates and internal compliance processes.
- Prepare reports and documentation for submission to regulatory bodies.
- Maintain organized and up-to-date compliance records.
Eligibility
- Strong knowledge of SEBI, NSE, BSE, MCX, and NSDL regulations (preferred).
- Hands-on experience in compliance and regulatory management.
- Excellent analytical and problem-solving skills.
- Strong verbal and written communication abilities.
- Solid understanding of finance principles and regulatory frameworks.
- Exceptional attention to detail and organizational skills.
- Ability to work independently and collaboratively within a team.
- Degree in Law, Finance, or a related field; relevant certifications are a plus.
- Prior experience in the financial services industry is advantageous.
Salary/Stipend
Compensation details will be finalized during the interview process with the selected candidate.
Type of Opportunity
Fulltime
Country
India
State
West Bengal
City
Kolkata
Address
Kolkata, West Bengal, India
Application and Registration Details
Once you apply, the next steps in the application process will be sent to you via e-mail.
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Contact: [email protected]
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