Details of the Organization

QuantaNova Technologies is a next-generation quantitative trading firm with a bold mission: to build a world-class, AI-first investment company operating across global markets. Founded by MIT alumni with extensive experience managing multi-million-dollar portfolios at top-tier hedge funds, we are committed to innovation, data-driven decision-making, and academic rigor as we redefine the future of investing.

Details of the Job/Internship

QuantaNova Technologies is hiring for the position of Compliance Officer with 4+ years of experience to join their office in Gurugram. 

Role and Responsibilities

• Regulatory & Trading Compliance
• Ensure organization-wide compliance with SEBI, Exchange, and Depository regulations.
• Oversee compliance across all trading platforms (NEAT, TWS, CTCL) with a focus on risk management controls.
• Manage end-to-end compliance for algorithmic trading, including approvals, real-time surveillance, and audit trail maintenance.
• Lead implementation and upkeep of Anti-Money Laundering (AML) and Know Your Customer (KYC) frameworks.
• Supervise compliance with SEBI's cybersecurity requirements and coordinate system/network audits.
• Act as the primary point of contact for SEBI and stock exchanges, especially during inspections and reviews.
• Stay updated with evolving regulatory guidelines, especially those relevant to quantitative and high-frequency trading (HFT).

Eligibility

• Graduate in Law, Commerce, Finance, Economics, or related disciplines from a recognized institution.
• Minimum 4 years of relevant experience in regulatory compliance, preferably within a stockbroking or financial services firm.
• Mandatory Certification: NISM-Series-III A: Securities Intermediaries Compliance.
• Sound understanding of SEBI, Exchange, and Depository norms, including AML/KYC compliance and RMS/back-office operations.
• Direct experience with trading infrastructure and tools such as NEAT, TWS, CTCL.
• Strong knowledge of Indian capital markets and applicable regulatory frameworks.
• Must meet SEBI’s "fit and proper" criteria as per Circular NSE/COMP/54600 and complete all mandated half-yearly compliance training.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Gurugram, Haryana, India

Application and Registration Details

After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application.

Incase you find any issue with the application process, please contact: [email protected] 

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