Deadline
Open Deadline
Location
Gandhinagar, Gujarat, India.
Salary
Compensation details will be finalized during the interview process with the selected candidate.
Details of the Organization
Renaissance Investment Managers is an equity focused investment house managing customer assets. They manage client assets under the Portfolio Management Schemes and Alternate Investment Funds.
Details of the Job/Internship
Renaissance Investment Managers is looking for a candidate for the position of Compliance officer with 5 to 8 years of experience to join them at their office in Gandhinagar.
Role and Responsibilities
- Ensure full compliance with IFSCA Regulations, and any other applicable regulatory guidelines specific tAIF Category III.
- Stay updated on any changes tlocal or global financial regulations that could impact AIF operations within GIFT City.
- Liaise with the regulatory authorities (such as IFSCA, RBI, etc.) and other stakeholders tensure proper compliance practices are followed.
- Ensure adherence tSEZ compliances related tGIFT City including various filings with relevant authority.
- Monitor the risk management framework and ensure all risk-related processes are in place and aligned with regulatory standards.
- Identify and evaluate compliance risks within AIF investment portfolios and operations.
- Develop and implement strategies for risk mitigation, addressing regulatory, operational, and market risks.
- Oversee the preparation and submission of periodic reports, including compliance certificates, disclosures, and other filings as required by IFSCA, SEZ and other authorities.
- Maintain and manage compliance documentation, records, and audit trails related tAIF operations.
- Conduct regular internal audits and compliance reviews tidentify gaps in compliance and recommend corrective actions.
- Coordinate with external auditors during audits and ensure that all relevant information is available for review.
- Ensure that investor communications and reports are accurate, transparent, and compliant with regulatory standards.
- Oversee investor documentation such as KYC (Know Your Customer), FATCA, and other compliance checks for investors in the AIF.
Eligibility
- A bachelor's degree in Law, Finance, Accounting, Business, or a related field. A master’s degree or professional certifications (e.g., CS, LLB, or CA) is preferred.
- 5 to 8 years of experience in compliance, risk management, or a similar role in the financial services industry, particularly within AIFs or asset management. o Familiarity with SEBI (AIF) Regulations and other financial regulatory frameworks.
- Understanding of the regulatory framework and regulations affecting various businesses, in particular IFSCA requirements.
Salary/Stipend
Compensation details will be finalized during the interview process with the selected candidate.
Type of Opportunity
Fulltime
Country
India
State
Gujarat
City
Gandhinagar
Address
Gandhinagar, Gujarat, India.
Application and Registration Details
Once you apply, the next steps in the application process will be sent to you via e-mail.
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Contact: [email protected]
Would you like to apply immediately?
Once you apply, the next steps in the application process will be sent to you via e-mail.
