Details of the Organization
SageOne Investment Managers is one the respectable investment management firm in India, incepted with the sole objective to build serious wealth for our clients (UHNIs, family offices etc.) by achieving attractive returns without commensurate risk.
Details of the Job/Internship
SageOne Investment Managers is hiring for the position of Compliance Officer with 3 years of experience to join their office in Gandhinagar.
Role and Responsibilities
- Ensure adherence to regulatory frameworks applicable to PMS, AIFs, and other intermediaries operating under IFSCA and SEBI guidelines.
- Interpret and implement relevant regulations and internal compliance policies.
- Support critical operational areas such as trade execution, banking operations, audit coordination, and reporting.
- Liaise with regulators and auditors, prepare compliance reports, and manage documentation for inspections and filings.
- Contribute to strengthening compliance frameworks and internal controls.
Eligibility
Educational Qualification:
- Qualified Company Secretary (CS) or LLB; candidates holding both qualifications will be given preference.
Work Experience:
- Minimum 3 years of experience in compliance or legal roles in regulated financial entities such as PMS, AIF, NBFCs, or capital market intermediaries.
Salary/Stipend
Compensation details will be finalized during the interview process with the selected candidate.
Type of Opportunity
Fulltime
Country
India
Address
Gandhinagar Taluka, Gujarat, India
Application and Registration Details
After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application.
Incase you find any issue with the application process, please contact: [email protected]
Stay informed about premier legal opportunities on a daily basis by joining our exclusive WhatsApp channel: https://whatsapp.com/channel/0029VaVAeN7J3jusbby2Ph33
We are solely providing this information for dissemination and wish to clarify that we are not affiliated with the organization.