Details of the Organization

Tipsons, founded in 1993, registered with SEBI, having membership & Association with 6 National Level Exchanges & Access to Majority International Exchanges, is India’s premier financial conglomerate.

Details of the Job/Internship

Tipsons Group is looking for a candidate for the position of Compliance Officer to join their office in Ahmedabad.

Role and Responsibilities

• Ensured compliance with regulations set by SEBI and relevant exchanges.
• Managed submissions of daily, weekly, monthly, quarterly, annual, and event-based compliance reports.
• Communicated and implemented circulars from stock exchanges and regulatory authorities, ensuring timely execution.
• Updated Board and management on changes in SEBI regulations and implemented new compliance provisions.
• Collaborated with all departments on a daily basis to align compliance activities with internal policies.
• Assisted and coordinated with internal auditors to facilitate evaluations and ensure regulatory compliance.
• Maintained accurate records of compliance activities for audits and regulatory correspondence.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Haryana

City

Gurugram

Address

Gurugram, Haryana, India.

Application and Registration Details

After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application.

Incase you find any issue with the application process, please contact: [email protected]

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