Details of the Organization
Tipsons, founded in 1993, registered with SEBI, having membership & Association with 6 National Level Exchanges & Access to Majority International Exchanges, is India’s premier financial conglomerate.
Details of the Job/Internship
Tipsons is hiring a compliance officer to join them in Ahmedabad office.
Role and Responsibilities
- Ensured compliance with regulations set by SEBI and relevant exchanges.
- Managed submissions of daily, weekly, monthly, quarterly, annual, and event-based compliance reports.
- Communicated and implemented circulars from stock exchanges and regulatory authorities, ensuring timely execution.
- Updated Board and management on changes in SEBI regulations and implemented new compliance provisions.
- Collaborated with all departments on a daily basis to align compliance activities with internal policies.
- Assisted and coordinated with internal auditors to facilitate evaluations and ensure regulatory compliance.
- Maintained accurate records of compliance activities for audits and regulatory correspondence.
Salary/Stipend
Compensation details will be finalized during the interview process with the selected candidate.
Type of Opportunity
Fulltime
Country
India
Address
Ahmedabad, Gujarat
Application and Registration Details
After you apply, you will receive the next steps of the application process via email.
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