Details of the Organization

Founded in 1989, Millennium Management is a leading global investment management firm with approximately $74 billion in assets under management.

Details of the Job/Internship

Millennium is hiring for the position of Compliance Program Associate with 5+ years of experience to join their office in Bengaluru. 

Role and Responsibilities

• Compliance Program Management
• Support the implementation and monitoring of compliance policies, procedures, and controls across Asia.
• Assist with trade monitoring and electronic communications surveillance to identify potential insider trading, market manipulation, or receipt of MNPI (material non-public information).
• Review and analyze surveillance alerts, escalating findings as necessary.
• Manage the Restricted List and handle trade requests in line with firm policies.
• Partner with team members to address compliance risks, regulatory developments, and operational challenges.
• Policy Development & Maintenance
• Assist in drafting, enhancing, and maintaining compliance policies and procedures.
• Conduct periodic reviews to ensure policies remain effective and aligned with regulatory requirements.
• Provide recommendations to mitigate compliance risks and enhance operational efficiency.
• Internal Investigations & Risk Assessments
• Support internal investigations related to compliance matters, including regulatory or broker inquiries across APAC.
• Perform risk assessments and help implement appropriate mitigation strategies.
• Regulatory Awareness & Special Projects
• Monitor regulatory changes and compliance developments across Asia.
• Contribute to compliance-related projects involving multiple departments and stakeholders.

Eligibility

Education & Experience

• Bachelor’s degree in Finance, Economics, Law, or related field (strong academic record preferred).
• 5+ years of experience in compliance, trade surveillance, or related fields within a regulatory authority, broker, bank, or buy-side firm.
• Solid knowledge of securities/trading industry; familiarity with Asian regulatory frameworks is a plus.

Technical Expertise

• Experience with third-party compliance/surveillance tools and platforms.
• Strong analytical and problem-solving skills for complex compliance challenges.
• Proficiency in Bloomberg, MS Outlook, Word, Excel, and PowerPoint.

Interpersonal Skills

• Excellent written, analytical, and research capabilities.
• Strong attention to detail, organizational skills, and communication ability.
• Confidence to work independently and collaboratively with stakeholders at all levels.
• Team-oriented with a proactive approach and genuine enthusiasm for financial markets.

Adaptability & Growth Mindset

• Ability to prioritize effectively in a fast-paced, high-pressure environment.
• Proactive in identifying and addressing compliance risks.
• Commitment to continuous professional growth and learning.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Bengaluru, Karnataka

Application and Registration Details

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