Details of the Organization

Lodha Ventures - An abhinandan lodha enterprise, is a dynamic collective of cutting-edge, high-growth businesses. 

Details of the Job/Internship

Lodha Ventures is hiring for the position of Deputy Manager with 4-8 years of experience to join their office in Mumbai. 

Role and Responsibilities

NBFC & Regulatory Compliance:

• Ensure adherence to all RBI regulations applicable to NBFCs, including timely submission of NBS returns and other statutory filings.
• Monitor regulatory updates and circulars from RBI and implement necessary changes.
• Manage end-to-end correspondence with RBI, including inspections and resolution of queries.

Alternative Investment Fund (AIF) Compliance:

• Ensure compliance with SEBI (Alternative Investment Funds) Regulations, 2012.
• Prepare and file required reports (Form AIF, compliance test reports, investor disclosures, etc.).
• Coordinate with custodians, fund managers, and investment teams for seamless compliance.
• Maintain governance records for AIFs and assist with SEBI audits and inspections.
• Manage compliance regarding PPM disclosures, side letters, and investor-specific obligations.

Investee Company Governance:

• Oversee governance and regulatory compliance for multiple investee companies.
• Ensure compliance with shareholder agreements and Companies Act requirements.
• Collaborate with legal, finance, and investment teams to address operational compliance issues.

Secretarial & ROC Compliance:

• Organize and manage Board Meetings, Committee Meetings, and General Meetings.
• Draft notices, agendas, resolutions, and maintain statutory records and registers.
• Handle timely filing of statutory forms (AOC-4, MGT-7, PAS-3, DIR-12, etc.) with the ROC/MCA.
• Maintain compliance calendars and ensure statutory compliance under the Companies Act, 2013.

Team Management:

• Lead and mentor junior team members.
• Oversee work allocation, monitor deliverables, and ensure quality and accuracy.
• Provide training and guidance on regulatory and compliance matters.

Eligibility

• Education: Qualified Company Secretary (CS); LLB is preferred.
• Experience: 4–8 years in compliance/secretarial roles, preferably within financial services, NBFCs, AIFs, or investment firms.
• Strong working knowledge of:
  • Companies Act, 2013
  • SEBI (AIF) Regulations, 2012
  • RBI regulatory framework for NBFCs
  • FEMA regulations
• Proven experience in board management, ROC filings, and regulatory correspondences.
• Excellent communication, drafting, and documentation skills.
• Proficiency in MS Office; experience with compliance or board management software is a plus.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Mumbai, Maharashtra, India.

Application and Registration Details

Once you apply, the next steps in the application process will be sent to you via e-mail.

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Contact: [email protected]

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