Details of the Organization

Bullsmart is a forward-thinking fintech company on a mission to empower young investors. We leverage advanced technology to democratize access to premium investment tools, smart financial strategies, and wealth-building opportunities—helping beginners confidently navigate their investment journey.

Details of the Job/Internship

Bullsmart is hiring for the position of Exchange Compliance Officer with 3-4 years of experience to join their office in Bengaluru.

Role and Responsibilities

• Ensure strict adherence to SEBI regulations, circulars, and exchange/depository guidelines.
• Monitor transactions under Anti-Money Laundering (AML) norms and report suspicious activity.
• Prepare and submit regulatory reports (e.g., KYC updates, margin trading, financial disclosures).
• Coordinate internal audits, exchange inspections, and system audits (SAR), including physical/digital report submissions.
• Manage and report Bulk Deals to NSCCL.
• Activate/manage trading terminals: NEAT, TWS, CTCL, IBT across NSE, BSE, MCX-SX, and USEIL.
• Accurately compute and report client margins and funding positions.
• Ensure proper client documentation before executing margin trading.
• Handle Pay-In and Pay-Out operations for funds and securities across CM, F&O, and CDS segments.
• Conduct daily client margin reporting for F&O and Currency to NSCCL.
• Maintain and operate RMS and surveillance systems, including file uploads and real-time monitoring.
• Communicate updates in constituent structures to exchanges.
• Keep KYC documents and client records up to date with evolving regulatory norms.
• Oversee back-office accounting and DP operations for CM, F&O, CDS, Mutual Funds, and CDSL accounts.
• Implement and operationalize SEBI circulars and exchange communications.
• Ensure trade reconciliation, timely settlements (T+1/T+2), and processing of client transactions.

Eligibility

• Graduate/Postgraduate in Commerce, Law, or related fields.
• 3–4 years of hands-on experience in regulatory compliance within a stockbroking or financial services firm.
• In-depth knowledge of SEBI, NSE, BSE, MCX, CDSL/NSDL regulations.
• Proficiency in using NEAT, TWS, CTCL, RMS, and related back-office systems.
• Strong understanding of KYC, AML guidelines, and settlement cycles.
• Excellent analytical, problem-solving, and communication skills.
• Strong attention to detail and the ability to work under pressure and meet deadlines.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Bengaluru, Karnataka

Application and Registration Details

After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application.

Incase you find any issue with the application process, please contact: [email protected] 

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