Details of the Organization

Bullsmart is a next-generation fintech company on a mission to democratize investing for young individuals. We combine advanced financial technology with insightful investment strategies to empower first-time and emerging investors. 

Details of the Job/Internship

Bullsmart is hiring for the position of Exchange Regulatory Compliance officer(SEBI) with 3-5 years of experience to join their office in Bengaluru. 

Role and Responsibilities

• Ensure end-to-end compliance with SEBI, exchange, and depository regulations.
• Monitor and report suspicious transactions in line with Anti-Money Laundering (AML) guidelines.
• File all required periodic reports (e.g., KYC, margin trading, financial disclosures) with regulatory authorities.
• Submit System Audit Reports (SAR), Annual Returns, and other filings to stock exchanges.
• Report and execute bulk deals as required by NSCCL regulations.
• Manage terminal activation and compliance for NEAT, TWS, CTCL, IBT across NSE, BSE, MCX-SX, and USEIL.
• Accurately calculate and report client margins, exposure, and funding positions to exchanges.
• Coordinate with internal teams to validate margin trading documentation before execution.
• Handle daily fund and securities pay-ins/payouts for CM, F&O, and CDS segments.
• Perform timely margin and settlement reporting for F&O and Currency segments to NSCCL.
• Manage RMS surveillance systems, file uploads, and day-to-day monitoring tasks.
• Ensure compliance with KYC formats, client documentation, and regulatory updates.
• Implement new circulars and compliance changes issued by SEBI and exchanges.
• Handle reconciliation and settlement activities to ensure accurate T+1/T+2 compliance.
• Oversee back-office functions related to accounting, trade settlements, and DP operations.

Eligibility

• Bachelor’s/Master’s degree in Commerce, Law, or a related field.
• 3–5 years of experience in compliance roles within stockbroking, fintech, or financial services.
• Strong working knowledge of SEBI, NSE, BSE, CDSL/NSDL guidelines and operations.
• Hands-on experience with NEAT, TWS, CTCL systems, RMS tools, and back-office platforms.
• Familiarity with AML regulations, KYC norms, and trade lifecycle management.
• Excellent attention to detail, communication, and analytical skills.
• Proven ability to manage regulatory timelines and operate in a fast-paced environment.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Bengaluru, Karnataka

Application and Registration Details

After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application.

Incase you find any issue with the application process, please contact: [email protected] 

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