Deadline
Open Deadline
Location
Mumbai, Maharashtra, India.
Salary
Compensation details will be finalized during the interview process with the selected candidate.
Details of the Organization
Gretex Share Broking Private Limited, incorporated on 29 April 2010, facilitates buy and sell of securities and acts as a Market Maker and Stock Broker for companies listed on Stock Exchanges. The company provides quality services to its portfolio of clients with the aim of creating maximum liquidity in the market.
Details of the Job/Internship
Gretex Share Broking Pvt. Ltd. is hiring for the position of Legal and Compliance Officer - Securities Law with 5+ years of experience to join their office in Mumbai.
Role and Responsibilities
- Ensure compliance with SEBI, NSE, BSE, and NSDL regulations.
- Draft, review, and manage a wide range of contracts, agreements, and legal documents.
- Oversee regulatory inspections conducted by SEBI, stock exchanges, and DP authorities, including report preparation and response drafting.
- Manage investor grievance redressal and respond to regulatory queries.
- Monitor internal compliance processes, including KYC checks, due diligence, and transaction alerts.
- Drive certification renewals, internal training sessions, and implementation of regulatory policies.
- Handle periodic statutory and regulatory filings, audits, and compliance reporting.
Eligibility
- Company Secretary (CS) + PG Diploma in Securities Laws, or
- LLB + PG Diploma in Securities Laws
- Experience: Minimum 5 years preferred
Salary/Stipend
Compensation details will be finalized during the interview process with the selected candidate.
Type of Opportunity
Fulltime
Country
India
Address
Mumbai, Maharashtra, India.
Application and Registration Details
After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application.
Incase you find any issue with the application process, please contact: [email protected]
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Once you apply, the next steps in the application process will be sent to you via e-mail.
