Deadline
Open Deadline
Location
Finwizard Technology Pvt Ltd, 2nd Floor, XJ92+G6F Indiqube Sapphire, Hayes Rd, Srinivas Nagar, Shanthala Nagar, Ashok Nagar St Marks Road, IndiQube Sapphire, Bengaluru North, Karnataka 560001, IN
Salary
Compensation details will be finalized during the interview process with the selected candidate.
Details of the Organization
Fisdom is an extremely simple app to make smart investments. Fisdom is a leading wealthtech platform, empowering investors to manage their wealth effortlessly. Our comprehensive suite of products and services caters to every financial need, including Mutual Funds, Stock Broking, Private Wealth, Tax Filing, and Pension Funds.
Details of the Job/Internship
Fisdom is hiring for the position of Legal & Compliance - Assistant Manager with 2-3 years of experience to join them in their Mumbai office.
Role and Responsibilities
- Ensure regulatory compliance with SEBI, AMFI, PFRDA, IRDAI, and other governing bodies for Mutual Funds, PMS, or Insurance products.
- Oversee SEBI inspections, audits, and due diligence for regulatory filings and licensing requirements.
- Draft, review, and manage contracts, service agreements, and vendor agreements to ensure compliance.
- Work closely with cross-functional teams (Finance, Operations, Tech) to establish and implement compliance frameworks.
- Stay updated on regulatory changes and provide strategic guidance to leadership for timely adaptation.
- Ensure adherence to SEBI regulations in all aspects of business operations.
- Collaborate with internal teams for risk management, internal audits, and governance reporting.
- Conduct compliance training to build awareness and ensure alignment across departments.
Eligibility
- Educational Qualification: CS / LLB with relevant compliance certifications.
- Experience: 2-3 years of experience in Mutual Funds, PMS, or Stock Broking.
- Proven track record in SEBI compliance, regulatory audits, and legal risk management.
- Strong understanding of Mutual Fund & PMS regulations, stock broking compliance, and financial audits.
- Experience in audits, inspections, contract negotiation, and regulatory filings.
- Strong analytical, problem-solving, and communication skills.
- Ability to work independently and thrive in a fast-changing regulatory environment.
Salary/Stipend
Compensation details will be finalized during the interview process with the selected candidate.
Type of Opportunity
Fulltime
Country
India
State
Karnataka
City
Bengaluru
Address
Finwizard Technology Pvt Ltd, 2nd Floor, XJ92+G6F Indiqube Sapphire, Hayes Rd, Srinivas Nagar, Shanthala Nagar, Ashok Nagar St Marks Road, IndiQube Sapphire, Bengaluru North, Karnataka 560001, IN
Would you like to apply immediately?
Once you apply, the next steps in the application process will be sent to you via e-mail.
