Deadline
Open Deadline
Location
Mumbai ( Prabhadevi)
Salary
Compensation details will be finalized during the interview process with the selected candidate.
Details of the Organization
Gretex Share Broking Private Limited, incorporated on 29 April 2010, facilitates buy and sell of securities and acts as a Market Maker and Stock Broker for companies listed on Stock Exchanges. The company provides quality services to its portfolio of clients with the aim of creating maximum liquidity in the market.
Details of the Job/Internship
Gretex Share Broking Pvt. Ltd. is hiring a Legal & Compliance Officer with experience of 2–5 years to join their office in Mumbai (Prabhadevi).
Role and Responsibilities
- Provide legal advice and ensure compliance with SEBI, NSE, BSE, and NSDL regulations.
- Draft, review, and manage contracts and legal documents.
- Handle inspections from SEBI, Exchanges, and DP; prepare reports and responses.
- Address investor complaints and regulatory queries.
- Monitor and report on internal compliance, KYC, due diligence, and transaction alerts.
- Coordinate certifications, internal training, and policy implementation.
- Manage periodic regulatory filings and audits.
Eligibility
- CS with PG Diploma in Securities Laws or LLB with PG Diploma in Securities Laws.
- 2–5 years of relevant experience preferred.
- Strong legal and compliance knowledge in the financial sector.
- Excellent drafting, communication, and coordination skills.
- Detail-oriented with the ability to manage multiple stakeholders.
Salary/Stipend
Compensation details will be finalized during the interview process with the selected candidate.
Type of Opportunity
Fulltime
Country
India
State
Maharashtra
Address
Mumbai ( Prabhadevi)
Application and Registration Details
After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application.
Incase you find any issue with the application process, please contact: [email protected]
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Would you like to apply immediately?
Once you apply, the next steps in the application process will be sent to you via e-mail.
