Details of the Organization

Rockstud Capital is a leading alternate asset management Firm based in Mumbai. Their first Fund, Rockstud Capital Investment Fund – Series I is a SEBI-registered Category II AIF Fund established in 2018. The Fund had a unique hybrid equity strategy of investing in Startups at the Pre-Series A stage as well as in Listed Equities in India.

Details of the Job/Internship

Rockstud Capital is hiring for the position of Legal & Compliance Officer to join their Mumbai office. 

Role and Responsibilities

• The role requires managing legal compliance in line with SEBI regulations and ensuring adherence to alternative investment fund (AIF) compliance.
• Monitor and ensure compliance with SEBI AIF regulations and other relevant legal statutes affecting the company.
• Oversee and implement policies and procedures related to Fund compliance and AIF regulatory requirements.
• Draft, review, and negotiate legal documents related to investments, partnerships, and operational matters.
• Ensure terms of the legal agreements are monitored & complied with on an ongoing basis.
• Provide legal guidance and risk assessment on corporate transactions and agreements.
• Liaise with external legal counterparts and regulatory bodies on compliance matters.
• Conduct legal audits and internal compliance checks to identify areas for improvement and rectify discrepancies.
• Advise management on legal compliance trends and potential impacts on company operations.
• Ensure the company adheres to corporate governance principles and maintains high ethical standards.

Eligibility

• Professional Qualified Company Secretary with a Degree in Law is preferred.
• NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination will be an added advantage.
• Proven expertise in SEBI AIF Regulations and Compliance (Mandatory skill).
• Knowledge and experience in Prohibition of Insider Trading regulations, Anti-Money Laundering regulations, etc.
• Proficiency in legal writing with attention to detail ensuring accuracy and clarity in documentation.
• Effective negotiation skills to protect company interests while achieving positive outcomes in discussions.
• Ability to navigate SEBI compliance, ensuring all company activities are conducted according to regulations and in a timely manner.
• Strong analytical skills to assess risk and articulate strategic advice regarding legal and regulatory issues.
• Excellent communication skills to liaise effectively with internal teams and external partners.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Maharashtra

City

Mumbai

Address

Rockstud Capital LLP 1916, 19th Floor, One Lodha Place, Senapati Bapat Marg, Lower Parel, Mumbai - 400013, India

Application and Registration Details

After you apply, you will receive the next steps of the application process via email. 

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For any questions or concerns, please contact us via email at: [email protected].