Details of the Organization

Paytm Money aims to simplify and democratize investing for every Indian by providing seamless and secure access to financial instruments such as stocks, bonds, mutual funds, ETFs, NPS, and IPOs, supported by robust technology and expert-driven insights.

Details of the Job/Internship

Paytm Money is hiring a Legal Manager – Broking with experience of 6–12 years to join their office in Mumbai. The role focuses on regulatory compliance, KYC/AML policy management, surveillance reporting, stakeholder coordination, and ensuring adherence to SEBI and FIU India guidelines within a broking and depository environment.

Role and Responsibilities

• Develop and maintain KYC/AML policies in line with SEBI and FIU India guidelines.
• Manage KYC procedures, including re-KYC, customer risk classification, and documentation.
• Oversee AML transaction monitoring, reporting, and filing of Suspicious Transaction Reports.
• Handle surveillance reporting for broking and depository functions, including exchange queries.
• Set up screening parameters and update AML software modules.
• Manage periodic MIS on alerts and ensure process documentation.
• Disseminate regulatory circulars and update stakeholders on their impact.
• Conduct investigations, quality checks, and enhanced due diligence.
• Assist in training staff on KYC and AML policies.
• Coordinate with exchanges, depositories, FIU India, and internal teams including Compliance, Product, Finance, and Operations.

Eligibility

• Graduate in Law, Chartered Secretary, MBA (Finance), or equivalent postgraduate qualification.
• 6–12 years of experience in KYC/AML compliance, surveillance, or legal roles within a SEBI-registered broker, depository participant, bank, or financial services firm.
• Strong understanding of SEBI KYC/AML norms, broking laws, depository regulations, and exchange operations.
• Strong analytical skills for transaction monitoring and investigations.
• Proficiency in MS Office and AML/KYC software tools.
• Excellent communication, interpersonal, and stakeholder management skills.
• Ability to manage multiple tasks under tight deadlines in a fast-paced environment.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Maharashtra

Address

Mumbai, Maharashtra, India.

Application and Registration Details

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