Details of the Organization

At Paytm Money, they’re on a mission to simplify and democratize investing for every Indian. Whether you're exploring Stocks, Bonds, Mutual Funds, ETFs, NPS, or IPOs, their platform provides seamless, secure access to a wide range of financial instruments — all backed by robust technology and expert-driven insights.

Details of the Job/Internship

Paytm Money is hiring for the position of Legal Manager with 6-12 years of experience to join their office in Mumbai. 

Role and Responsibilities

Regulatory Compliance & Surveillance

• Develop, implement, and maintain KYC/AML policies in alignment with SEBI and FIU-India guidelines.
• Lead end-to-end KYC operations, including re-KYC, Customer Risk Classification, and documentation audits.
• Monitor and report AML transactions, file Suspicious Transaction Reports (STRs), and ensure compliance with regulatory timelines.
• Oversee surveillance reporting for broking and depository functions, including addressing exchange inquiries and audit responses.

Policy, Process & MIS Management

• Define and refine screening parameters within AML systems and update software modules as needed.
• Maintain robust MIS reporting for alerts, process deviations, and compliance metrics.
• Disseminate and interpret regulatory circulars, evaluate operational impacts, and communicate key updates to relevant stakeholders.

Investigations & Training

• Conduct quality control reviews, investigate suspicious activity, and implement enhanced due diligence (EDD) procedures.
• Support or lead training programs to educate employees on evolving KYC and AML standards.

Stakeholder Management

• Collaborate with SEBI, FIU-India, stock exchanges, depositories, and internal teams such as Compliance, Legal, Product, Finance, and Operations.
• Act as a central point of contact for audits, regulatory inspections, and internal assessments.

Eligibility

Experience

• 6–12 years in KYC/AML compliance, regulatory surveillance, or legal functions within:
• SEBI-registered brokerage
• Depository Participant
• Bank
• Financial Services or Fintech firms

Educational Qualifications

• Graduate in Law, Company Secretary (CS), MBA (Finance), or equivalent postgraduate qualifications

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Mumbai, Maharashtra, India.

Application and Registration Details

After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application.

Incase you find any issue with the application process, please contact: [email protected] 

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