Details of the Organization

UBS Group AG is a multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution and the largest private bank in the world.

Details of the Job/Internship

USB is hiring Licensing Registration & Regulatory Reporting Specialist to join their Pune office. Responsible for the day-to-day processing of information in relation to US regulatory requirements regarding Licensing and Registrations matters for recruits, employees, and contractors including applications and licensing with various regulators, updating licenses, writing and requesting waivers for licenses from regulators, terminations, Insurance applications and licensing, state registrations, regulatory notifications, invoicing, reporting and providing supporting documentation for responses to regulatory inquiries.

Role and Responsibilities

• Keep abreast of the latest licensing regulatory developments.
• Provide regulatory advisory to the business on licensing matters.
• Perform period licensing review for the FINRA regulated individuals.
• Review processes to reduce operational risk and improve process efficiency.
• Liaising closely with key stakeholders in Compliance, the business, and other control functions and timely respond to the related request.
• Perform ad hoc duties as required.

Eligibility

• Bachelor/ Master’s degree Law.
• Strong communicator and able to work and meet deadlines under pressure.
• Highly organized and results-orientated.
• Ability to challenge and drive process change.
• A self-starter, flexible, innovative, and adaptive to change.
• Skilled in report running and or invoicing a plus.

Salary/Stipend

As per the industry standards

Type of Opportunity

Fulltime

Country

India

State

Maharashtra

City

Pune

Address

Tower 8 Commerzone Yerwada No. 144/145 Yerwada Pune 411006