Deadline
Open Deadline
Location
Gurugram, Haryana, India
Salary
Compensation details will be finalized during the interview process with the selected candidate.
Details of the Organization
Introducing Sammaan Capital Limited ('SCL') formerly known as Indiabulls Housing Finance Limited (IBHFL). Embracing our rich legacy, Sammaan Capital is dedicated to building a more inclusive financial future, where every individual is empowered with accessible and reliable financial services.
Details of the Job/Internship
Sammaan Capital Limited is hiring for the position of Manager Compliance (From NBFCs Only) to join their office in Gurugram.
Role and Responsibilities
1. Regulatory Compliance
- Ensure ongoing compliance with all applicable RBI regulations, including but not limited to capital adequacy norms, asset classification, provisioning, liquidity management, and the Fair Practices Code.
- Monitor regulatory updates and proactively communicate relevant changes across internal teams.
- Support the implementation and regular review of internal compliance policies and procedures.
- Identify compliance risks, monitor mitigation strategies, and report key issues to senior management.
2. PMLA / KYC Compliance
- Oversee adherence to PMLA and KYC/AML requirements, including customer due diligence, transaction monitoring, and reporting of suspicious activities.
- Conduct gap analysis, recommend corrective actions, and ensure effective implementation and follow-up.
- Assist in compiling and submitting regulatory reports to the RBI and internal stakeholders.
3. Automation, Training & Awareness
- Contribute to the automation of compliance monitoring systems using compliance tools and digital platforms.
- Assist in the design and rollout of compliance training programs to improve awareness across the organization.
4. Regulatory Liaison
- Support communication and coordination with regulatory authorities such as the RBI.
- Draft timely and accurate responses to regulatory queries, notices, and requests.
- Coordinate and facilitate inspections, audits, and examinations by regulators.
- Maintain a centralized repository of all regulatory correspondences and documentation.
Eligibility
- Bachelor’s degree in Law, Finance, Business Administration, or a related field from a reputed institution.
- Qualified Company Secretary (CS) or Chartered Accountant (CA) with 6+ years of post-qualification experience, preferably in the NBFC or financial services sector.
- In-depth knowledge of RBI guidelines, PMLA, KYC norms, and applicable compliance frameworks.
- Strong analytical thinking, attention to detail, and a results-driven approach.
- Excellent communication, reporting, and stakeholder management skills.
- Proficiency in Microsoft Office Suite and experience with compliance tools is an advantage.
Salary/Stipend
Compensation details will be finalized during the interview process with the selected candidate.
Type of Opportunity
Fulltime
Country
India
Address
Gurugram, Haryana, India
Application and Registration Details
Once you apply, the next steps in the application process will be sent to you via e-mail.
Discover the best legal roles daily! Click here to join our exclusive WhatsApp channel: https://whatsapp.com/channel/0029VaVAeN7J3jusbby2Ph33
Contact: [email protected]
We are solely providing this information for dissemination and wish to clarify that we are not affiliated with the organization.
Would you like to apply immediately?
Once you apply, the next steps in the application process will be sent to you via e-mail.
