Details of the Organization
Roha Asset Managers is a professional investment management firm. The organization focuses on Alternative Investment Funds (AIF) and Portfolio Management Services (PMS). They prioritize strong corporate governance and adherence to evolving regulatory trends. The firm operates within a complex legal framework, requiring high standards of internal compliance and risk management.
Details of the Job/Internship
Roha Asset Managers is hiring a Manager – Legal & Compliance with experience of 5–6 years to join their office in Mumbai.
Role and Responsibilities
- Ensure full compliance with SEBI AIF & PMS regulations and relevant legal frameworks.
- Develop, implement, and oversee all internal compliance policies and procedures.
- Draft, review, and negotiate legal agreements concerning investments, partnerships, and business operations.
- Monitor ongoing regulatory requirements and conduct internal legal audits.
- Provide expert guidance on corporate transactions and mitigate legal risks.
- Liaise with regulatory bodies and external legal advisors.
- Advise management on corporate governance and emerging regulatory trends.
Eligibility
- 5–6 years of relevant professional experience.
- Strong, mandatory knowledge of SEBI AIF and PMS regulations.
- Company Secretary (CS) with a Law Degree is preferred.
- Expertise in fund compliance, contract law, and corporate law.
- NISM Series-III-A certification is considered an advantage.
- Exceptional analytical, negotiation, and legal writing skills.
Salary/Stipend
Salary details will be finalised during the interview process with the selected candidate.
Type of Opportunity
Fulltime
Country
India
Address
Mumbai, Maharashtra, India
Application and Registration Details
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