Details of the Organization

Brickwork Ratings is India’s home grown credit rating agency built with superior analytical prowess from industry’s most experienced credit analysts, bankers and regulators. 

Details of the Job/Internship

Brickwork Ratings is hiring a Manager – Regulatory & Legal Compliance in Bengaluru with 8-10 years of experience.

Role and Responsibilities

• Regulatory Compliance
  • Strict control over the Organizational Data Repository related to Regulatory Compliance for Preparation of Regulatory reports, Dashboards, Presentations
  • Liaison with Regulators and being up-to-date in Regulatory Circulars/Guidelines’ Interpretation. Assisting the CCO in gap analysis on new Regulatory Guidelines to ensure implementation. 
  • Collaborate with various internal departments for comprehensive Regulatory Compliance management and assist the CCO in addressing any shortcomings.
  • Assist the CCO in preparing the periodical and ad-hoc Regulatory Reports sought by SEBI/RBI and any other regulatory bodies.
  • Ensure compliance of staff to the Company’s internal policies such as Staff Accountability Policy, Trading Policy, Code of Conduct, etc., and maintain related documentary evidence. 
• Legal Compliance
  • Interpret and advise the CRA in ensuring adherence to the business / industry-specific laws
  • Drafting, reviewing, negotiating contracts, and ensuring that all agreements align with legal standards and protect the CRAk from any potential liabilities.
  • Drafting and sending legal replies in matters relating to disputes/litigation etc.
  • Handling litigation matters and dispute resolutions by representing the CRA in appropriate forums and negotiating settlements as and when required. 

Eligibility

• Bachelor’s Degree in Law, Post Graduation is preferred in Law or any other domain Any additional certifications in regulatory compliance / legal will be an added advantage.
• 8 - 10 years of relevant experience in the regulatory compliance and legal domain in the financial services institutions - Credit Rating Agencies/Banks/NBFCs.
• Domain Knowledge of Regulatory Compliance - Strong understanding of legal and regulatory requirements in the financial services industry - specifically in credit rating agencies/banks/NBFCs.
• Strong understanding of regulatory requirements (SEBI, RBI, NSDL) and relevant industry standards. Familiarity with regulatory portals such as NSDL etc.
• Proficient in MS Office. Especially an Excel expert with Advanced Excel skills, and the ability to analyze complex data and present meaningful reports to senior management 
• Team Player with the ability to execute compliance projects focused on regulatory compliance. Provides necessary support to the CCO to implement compliance and risk management policies.
• Strong analytical and problem-solving skills with meticulous attention to detail., 
• Excellent interpersonal and written communication skills. 

Salary/Stipend

Salary details will be finalised during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

State

Karnataka

City

Bengaluru

Address

3rd Floor, Raj Alkaa Park. Kalena Agrahara, Bannerghatta Road, Bangalore, Karnataka 560076, IN