Details of the Organization
They specialize in providing capital and differentiated access to capital markets for high-potential growth assets. Their focus lies on mid-to-late stage private equity investments, supported by a seasoned team of investors and experienced operators. With over INR 2,000 Crores under management across two funds, they have the resources and expertise to help achieve growth aspirations of innovative Indian Entrepreneurs.They are committed to identifying and supporting innovative enterprises with transformative technologies and business models that address challenges and opportunities in Consumer, Financial Services, Software, Energy, and New age manufacturing among others.
Details of the Job/Internship
Singularity AMC is hiring for the position of Senior Associate-Legal & Compliance to join their office in Mumbai.
Role and Responsibilities
- To ensure SEBI reporting and Compliance for AIFs (alternate investment funds) and SEBI/ RBI.
- Assist in various audits: PPM Audit, Internal Audit and Statutory Audit.
- Conduct Legal due diligence on potential investments, reviewing offer documents, contracts, and regulatory filings.
- Prepare and review fund documentation, including subscription agreements, side letters and partnership agreements.
- Assisting the Compliance Head with portfolio monitoring and reporting, ensuring compliance with investment restrictions and regulatory requirements.
- Manage legal and compliance risks by staying current on relevant laws and regulations, identifying potential issues, and proposing solutions.
- Provide legal advice and support to the investment team and other departments as needed..
- Drafting/ reviewing term sheets and Transaction documents (like share subscription agreement, shareholders agreement, share purchase agreement etc) related to investments.
- Preparing transaction related Compliance Note.
- Preparing minutes of the IC meeting and IC resolution and ensuring all the Investment related documentation is in place.
- Co-ordinating with the Investment and Operation team for smooth closure of the Pre & Post Investment activities.
- Drafting/ reviewing of various policies, procedures, processes applicable to Fund Manager or AIFs from time to time, including but not limited to PMLA Policy, Conflict of Interest Policy, Risk Management Policy, Outsourcing Policy, Stewardship Policy, etc.
- To assist nominee directors in applicable Companies, Act compliances such as DIR-3 KYC, MBP-1, DIR- 8, DIR-2 etc.
- To keep track on regulatory update for AIFs/ VCFs/ PMS Businesses, timely update to management.
- Manage relationships with external legal counsel.
Eligibility
4 to 5 years in the AIF industry for compliance and legal, with mandatory qualifications of LLB and CS.
Salary/Stipend
Salary details will be finalized during the interview process with the selected candidate.
Type of Opportunity
Fulltime
Country
India
State
Maharashtra
City
Mumbai
Address
A-1403, Naman Midtown, Senapati Bapat Marg, Lower Parel, Mumbai, Maharashtra 400012
Application and Registration Details
After you apply, you will receive the next steps of the application process via email.
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