Details of the Organization

At Supremus Angel, they empower investors to participate in India’s fastest-growing Pre-IPO and Unlisted Shares ecosystem long before companies hit the stock exchange.

Details of the Job/Internship

Supremus Angel is hiring a Compliance Associate with 1–3 years of experience to join their Finance Department in Thane.

Role and Responsibilities

• Ensure end-to-end compliance with the Companies Act, 2013, including filing returns, resolutions and maintaining statutory registers.
• Manage compliance with SEBI regulations such as ICDR, LODR and SAST.
• Conduct detailed Secretarial and Legal Due Diligence for acquisitions, mergers and restructuring.
• Review corporate documents, agreements, board resolutions and regulatory filings during diligence.
• Identify compliance gaps, potential liabilities and recommend corrective actions.
• Provide compliance support during M&A activities including documentation, filings, regulatory coordination and post-merger integration.
• Liaise with external counsel and internal teams to ensure regulatory alignment in M&A deals.
• Support the Initial Offering Process including preparation of offer documents and coordination with regulatory bodies.
• Liaise with regulatory authorities, consultants and legal advisors on compliance matters.
• Advise internal stakeholders on compliance requirements for business activities and corporate actions.
• Maintain compliance records, trackers and reports for audits and controls.
• Prepare compliance checklists, SOPs and legal summaries for management.

Eligibility

• CS Executive or Professional level; LLB/LLM preferred.
• 1–3 years of experience in legal and secretarial compliance, preferably in listed or regulated companies.
• Strong knowledge of Companies Act, SEBI regulations (ICDR, LODR, SAST), FEMA and relevant corporate laws.
• Experience in M&A compliance and IPO processes preferred.
• Proficient in drafting legal documents, agreements, board resolutions and regulatory correspondence.
• Strong communication, analytical and coordination skills.
• Preferred: Experience in a law firm, in-house legal department or merchant banking firm; exposure to SEBI, ROC and stock exchanges; familiarity with digital compliance platforms.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Navi Mumbai, Mumbai, India

Application and Registration Details

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