Details of the Organization

HKKR Finserv is a premier financial services company dedicated to innovation and inclusive growth. Their cutting-edge trading platform, Infinn, ensures the fastest execution speeds, empowering clients to achieve their financial goals efficiently. 

Details of the Job/Internship

Infinn is hiring for the position of Senior Compliance Officer with 5-6 years of experience to join their office in Gurugram..

Role and Responsibilities

Regulatory Compliance (Circulars & Directives):

• Monitor and analyze circulars, notifications, and guidelines from SEBI, NSE, BSE, and other regulatory bodies.
• Evaluate the operational and procedural impact of regulatory changes and drive timely implementation across departments.
• Maintain a comprehensive and auditable tracker of all regulatory circulars and corresponding actions taken.
• Coordinate with cross-functional teams (e.g., trading, operations, IT) to ensure full and timely compliance with new requirements.
• Update internal compliance manuals, standard operating procedures (SOPs), and documentation in response to regulatory developments.
• Communicate relevant regulatory changes in a clear and actionable format to internal stakeholders.

Audit & Inspection Management (Internal & External):

• Lead and manage internal audits and regulatory inspections (SEBI, NSE/BSE, statutory and internal auditors).
• Prepare and organize required documentation and evidence for audits, inspections, and regulatory inquiries.
• Respond to audit observations and implement corrective and preventive actions in coordination with internal teams.
• Maintain detailed audit logs, reports, and documentation to ensure historical accuracy and future readiness.
• Conduct regular internal compliance checks to proactively identify and rectify gaps.
• Ensure timely closure of all audit findings and non-compliance issues.

Eligibility

• 5–6 years of experience in regulatory compliance within a brokerage, exchange, or financial services organization.
• Strong working knowledge of SEBI regulations, exchange circulars, and financial compliance frameworks.
• Proven experience managing audits, regulatory inspections, and implementing corrective action plans.
• Exceptional attention to detail, document management, and analytical capabilities.
• Familiarity with compliance tracking systems or audit management software is a plus.
• Strong written and verbal communication skills, with the ability to interface confidently with auditors, regulators, and internal stakeholders.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Gurugram, Haryana, India

Application and Registration Details

After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application.

Incase you find any issue with the application process, please contact: [email protected] 

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