Details of the Organization

Deloitte is a leading financial institution committed to robust compliance and risk management practices.

Details of the Job/Internship

Deloitte is hiring a Legal and Compliance Test Manager with experience of 8–12 years to join their office in Mumbai.

Role and Responsibilities

• Develop and implement the annual compliance testing plan aligned with global and regional objectives.
• Lead testing and monitoring reviews across multiple business units to identify control gaps, policy breaches, and regulatory risks.
• Design test scripts and procedures to assess compliance controls and adherence to legal obligations.
• Prepare comprehensive reports summarizing findings, risk assessments, and recommendations.
• Track and validate corrective actions arising from audit and compliance reviews.
• Partner with Legal, Compliance Advisory, and Business stakeholders to ensure testing coverage aligns with risk priorities.
• Maintain awareness of regulatory developments (SEBI, RBI, FCA, MAS) and their impact on testing programs.
• Contribute to automation and standardization of testing methodologies and documentation.
• Support regulatory inspections and internal audits with required evidence and reports.

Eligibility

• Graduate or Postgraduate in Law, Finance, or related field. Certifications like CIA, CISA, CAMS, or Compliance Diploma are a plus.
• 8–12 years of experience in Compliance Testing, Internal Audit, or Risk Management within an investment bank or financial institution.
• Strong knowledge of regulatory compliance frameworks (MiFID, SEBI, FATCA, AML).
• Excellent analytical, documentation, and report-writing skills.
• Experience managing multiple testing streams with global teams.
• Proficiency in Excel, Power BI, or other data analysis tools preferred.
• Strong communication and stakeholder management skills.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

Mumbai, Maharashtra, India.

Application and Registration Details

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