Details of the Organization

Corporate Professionals (CP) is a group of dedicated, research-oriented, and skilled professionals delivering innovative corporate business solutions through an integrated model of legal, techno-legal, and financial consulting services since 2003.

Details of the Job/Internship

Corporate Professionals is looking for a candidate for the position of Associate - Regulatory Advisory and Intermediary Registrations with 1 to 3 years of experience to join them at their office in New Delhi.

Role and Responsibilities

Intermediary Registration & Licensing:

• Handling end-to-end registration applications for SEBI-registered intermediaries (RA, IA, PMS, AIF, Merchant Banker, Broker, RTA, etc.);
• Handling end-to-end membership applications Stock Exchange(s) (BSE, NSE, MSEI);
• Conducting eligibility assessment and gap analysis;
• Preparing and filing applications, annexures, declarations, undertakings, and supporting documents; and
• Providing responses to queries, deficiencies and observations issued by regulators or exchanges.

Advisory & Client Interaction:

• Acting as a client-facing advisor, capable of:
  • Explaining regulatory structures, categories, conditions, and compliance implications;
  • Advising on optimal registration pathways and structuring options; and
  • Managing client expectations on timelines, documentation, and regulatory risks.
• Translating complex regulations into clear, actionable advice for the client.

Communication with Authority & Regulatory Handling:

• Direct interaction with SEBI departments, Stock exchanges and other regulatory bodies as required;
• Handling formal correspondence, portal-based communication, and follow-ups; and
• Escalating and resolving regulatory issues through reasoned representations.

Eligibility

• Qualification: CS, LL.B., or NISM-certified professionals.
• Experience: 1–3 years of relevant experience.

Salary/Stipend

Compensation details will be finalized during the interview process with the selected candidate.

Type of Opportunity

Fulltime

Country

India

Address

New Delhi, Delhi, India.

Application and Registration Details

We are solely providing this information for dissemination and wish to clarify that we are not affiliated with the organization.

After you submit your application, you will receive the next steps in the process via email. Please follow the instructions provided to complete your application. 

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